ISO 9001 Lead Auditor Training for Quality Management Systems (QMS)
ISO 9001 Lead Auditor Training is for anyone that wants to gain the knowledge and skills required to conduct full system first, second and third-party audits of quality management systems against ISO 9001:2026, in accordance with ISO 19011:2026 and ISO IEC 17021-1:2015.
From 5th October 2026, all public training will be based on ISO 9001:2026.
Our blended learning course is a hybrid approach where learners first complete eLearning modules on the underlying theory that better prepares learners in advance of attending Live Classes with an experienced Instructor. Our live workshops are based on practical training methods with real-world examples, case studies, facilitated exercises and group discussions.
CQI and IRCA certify this course (No. 2192) offering global recognition for successful participants.
Overview of our ISO 9001 Lead Auditor Training
Upcoming Dates for ISO 9001 Lead Auditor Training
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What's covered on our ISO 9001 Lead Auditor Training
Learners first complete interactive eLearning modules to grasp the underlying theory, then attend live, instructor-led workshops emphasizing practical, real-world application.
- Introduction to ISO 9001
- Terms and Definitions
- Plan Do Check Act
- Documentation Requirements
- Process Based QMS
- Risk Based Thinking
- Management Commitment
- Related Standards
- Management System Audits
- Audit Terminology
- Principles of Auditing
- Audit Program Management
- Certification Audit Program
- Audit Lifecycle
- Audit Objectives, Scope and Criteria
- Selection of Audit Location
- Selection of Audit Team
- Auditee, Observer & Guides
- Establishing Contact with Auditee
- Determining Audit Feasibility
- Document Review
- Audit Preparation Activities
- 1st and 2nd party Audit Plan
- Initial Certification Audit Plan
- Assigning Work to Audit Team
- Audit Working Documents
- Audit Checklist
- Process Analysis
- Sampling Sheets
- Opening Meeting
- Communication during the Audit
- Auditee Reactions
- Audit Sampling
- Audit Findings
- Non Conformity Grading
- Non Conformity Reporting
- Final Audit Team Meeting
- Audit Conclusion
- Closing Meeting
- Audit Reporting
- Completing the Audit
- Audit Follow Up Activities
- Addressing Non Conformities
- Initial Certification Decision
- Re-Certification
- Introductions
- Housekeeping: Attendance, Assessments and Course Outcomes
Practical Workshop QMS Document Review
Practical Workshop Development of the Audit Plan
Practical Workshop Development of the Audit Checklist
Practical Workshop Development of the Audit Checklist (continued)
Practical Workshop Opening Meeting
Practical Workshop Simulated Audit (Case Study)
Practical Workshop Generating Audit Findings
Practical Workshop Audit Conclusion
Practical Workshop Closing Meeting
Practical Workshop Preparing and Distributing the Audit Report
Practical Workshop CAPA Verification and Closure / Audit Follow Up
Upon successful completion of the live workshops, learners are eligible to self-register on the CQI & IRCA exam portal. It must be completed within 30-days of the last workshop.
Michelle Keane
Kristian Hill
On completion of this course, successful Learners will have the practical knowledge and be able to apply the techniques needed to:
- Explain the purpose of a quality management system, of quality management
systems standards, of management system audit, of third-party certification
and the business benefits of improved performance of the quality management
system - Explain the role and responsibilities of an auditor to plan, conduct, report and
follow-up a quality management system audit in accordance with ISO 19011,
and ISO/IEC 17021, as applicable - Plan, conduct, report and follow up an audit of quality management systems to establish conformity (or otherwise) with ISO 9001 in accordance with ISO 19011 and ISO/IEC 17021, as applicable

CQI & IRCA certify this course (No. 2192). Upon successful completion, each Learner shall receive a digital Certificate of Achievement.
Before completing this course, each Learner should have the following prior knowledge:
- It is recommended that anyone wishing to attend this course has some work-based experience in Quality Management (based on ISO 9001)
- The Plan, Do Check, Act (PDCA) Cycle
- The core elements of a management system and the interrelationship between top management responsibility, policy, objectives, planning, implementation, measurement, review, and continual improvement.
- Knowledge of the requirements of ISO 9001 and the commonly used quality management terms and definitions
Fluency in written and spoken English
- For participants whose first language is not English, we recommend a minimum English language competency of IELTS 5.5 (or equivalent) for successful completion of the program. This is not assessed by Comply Guru in advance & each participant must self-assess their competency.
Copy of ISO 9001 & ISO 19011 (International Standards)
- Each participant should have a copy of both ISO 9001:2026 and ISO 19011:2026 to reference while completing this course, including final CQI & IRCA Exam. This is not provided by Comply Guru and without it, this course will be very challenging to complete successfully.
Note: The Learner’s understanding of the prior knowledge requirements will be tested as part of the course’s continuous assessment and final examination.
In order to successfully complete this course, each Learner will need to:
- Complete the eLearning modules and obtain 70% or higher in the final assessments (MCQ-based) by the required deadline set in advance of the given workshop dates you are registered for (applies to blended format only)
- Fully attend the Live Instructor Workshops as 100% attendance is required
- Obtain 70% or higher in the graded assessments during the Live Instructor Workshops
- Complete a CQI & IRCA 1hr 45min Online Assessment within 30-days of the final workshop date. See the next section below for more information.
CQI & IRCA Lead Auditor Exam
As of November 2022, CQI & IRCA have introduced a new form of online examination that is being standardized globally for lead auditor exams.
This is managed by CQI & IRCA but facilitated by training providers. At the end of the training, each Learner will have 30-days to complete an online assessment consisting of 40 questions (80 marks with 1hr45mins permitted) on SARAS (CQI & IRCA’s online assessment system).
To pass, each Learner must obtain 50% or higher in this assessment. During the workshop portion of the training, access details will be provided to Learners with instructions on how to access practice assessments and how to schedule their exam.
Online assessment results are validated within 10 business days and once available, the Learner will be notified and if successful, a certificate of achievement will then be available via their Dashboard. The cost of this assessment is included in the course fee (1 attempt included).
Important Note: the online assessment is open book and the exam will assess each Learner on the full course program including course pre-requisites (i.e. knowledge of the ISO 9001 Requirements).
For the live workshops during a virtual delivery, we utilize Microsoft Teams and SharePoint.
Learners need to individually have:
- PC or MAC Computer
- Reliable Internet
- Video Webcam
- Headset or Earbuds
- Quiet Setting
In relation to the eLearning Modules, in our experience, Workplace IT environments’ internal configurations and available software can vary (new or old), and there may be various limitations or other restrictions in place, and as such, the functionality of any Learning Management System (LMS) may be impacted, restricted and may not perform well. Read the full technology requirements here.
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What Our Learners Are Saying
4.7
Average Rating
134 global ratings
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This was the first auditor course I've attended where the provided learning was to the point and allowed you to interact professionally. Whilst the course content was good, it was delivered by a great, knowledgable auditor. The trainer made the training one of the best I've been on in many years.
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the course was well organized, and the training was practical and informative.
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Amazing course, and because the instructor, Michelle Keane, is a rock star, the experience and all the knowledge she has are crucial to this course and will help to provide good auditors.
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Michelle was a fantastic trainer and really added colour to our understanding of auditing. I really enjoyed her examples.
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EXCELENT TRAINING